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A simulated annealing algorithm for joint stratification and sample allocation

Authors: 

Mervyn OLuing, Steven Prestwich, S. Armagan Tarim

Publication Type: 
Refereed Original Article
Abstract: 
This study combines simulated annealing with delta evaluation to solve the joint stratification and sample allocation problem. In this problem, atomic strata are partitioned into mutually exclusive and collectively exhaustive strata. Each partition of atomic strata is a possible solution to the stratification problem, the quality of which is measured by its cost. The Bell number of possible solutions is enormous, for even a moderate number of atomic strata, and an additional layer of complexity is added with the evaluation time of each solution. Many larger scale combinatorial optimisation problems cannot be solved to optimality, because the search for an optimum solution requires a prohibitive amount of computation time. A number of local search heuristic algorithms have been designed for this problem but these can become trapped in local minima preventing any further improvements. We add, to the existing suite of local search algorithms, a simulated annealing algorithm that allows for an escape from local minima and uses delta evaluation to exploit the similarity between consecutive solutions, and thereby reduces the evaluation time. We compared the simulated annealing algorithm with two recent algorithms. In both cases, the simulated annealing algorithm attained a solution of comparable quality in considerably less computation time.
Digital Object Identifer (DOI): 
https://arxiv.org/abs/2011.13006
Publication Status: 
In Press
Date Accepted for Publication: 
Tuesday, 16 November, 2021
Publication Date: 
22/06/2022
Journal: 
Survey Methodology
Institution: 
National University of Ireland, Cork (UCC)
Open access repository: 
Yes
Publication document: